Compliance Associate - Wealth Management. £45-50K Package 9 month contract Client - A leading International Wealth Manager who provides Wealth and Investment Management Advice to HNW private clients often with complex multi-jurisdictional requirements. They manage over £3 billion in AUM for private clients who have UK & International ties from the London office. Role - Working as part of the Compliance Team you will be involved in a range of duties including. • Maintaining Compliance registers. • Assist with the completion of the FCA & SEC compliance monitoring plan. • Conduct AML testing • Help develop compliance testing procedures across the business. • Complete reporting and document results of compliance testing. • Work constructively with departments to analyse and remedy testing results. • Maintain compliance task workflow. • Assist with regulatory returns and compliance reporting duties Candidate - The ideal candidate will have compliance experience working in a similar role within the financial services sector and have knowledge of UK regulations, monitoring and AML testing experience. Preferably you will have worked in a strong team-oriented compliance department and will be able to communicate clearly across the team and wider company. For more information and a full job description please contact Richard Garbett