Job Description
Compliance Manager - London Market Insurance
London/Hybrid
Main purpose of job:
To support the head of compliance in leading the uk function.
Duties
* Manage direct reports with regard to Sanctions, TOBAs, Conduct Risk and Complaints.
* Review and analyse regulatory changes, providing reports and updates to staff and clients as appropriate.
* Review compliance policies annually and develop policies where necessary.
* Support in the delivery of the compliance plan, including associated monitoring and reporting.
* Lead regular compliance meetings-providing appropriate advice as necessary.
* Lead the creation and delivery of compliance training to staff.
* Provide high quality sanctions advice.
* Assist in the on-boarding process for new clients.
Skills
* Ability to analyse compliance requirements.
* Ability to form good working relationships with internal and external stakeholders.
* Excellent communication skills.
* Display initiative and an ability to work without close supervision.
* Strong attention to detail.
Knowledge and Experience
* Strong technical knowledge of UK insurance regulation
* Experience working within the London Insurance Market
* Experience of applying regulatory knowledge within an insurance business.
* Experience in handling Sanctions referrals.