Operations / Compliance Risk Assessor
2 or 3 days 15 to 20 hours per week
Salary up to 15k per annum
An opportunity has arisen for an experienced part-time Operations Risk Assessor to work within a broking team. You will play a crucial role in safeguarding the integrity and efficiency of their operations.
The ideal candidate would have a Broker or auditing background and have a Cert CCI. You will be required to work in the office initially and then on to hybrid after a certain period.
Responsibilities:
1. Ensure strict compliance with regulatory requirements
2. Proactively identify areas for improvement
3. Audit Preparation
4. Compliance and Internal Controls
5. Audit Documentation
6. Audit Communication
7. Management Reporting
8. Complaint Responses
9. Regulated Agents List
10. Conduct Risk Reporting
11. Continuous Learning
12. Department and Organizational Enhancement
13. Additional Duties
Skills:
* Cert CCI
* Broker background or auditing background
Analytical Skills:
* Strong ability to analyse records, reports, operating practices, and documentation
* Capacity to identify issues and recommend improvements to internal controls
Attention to Detail:
* High level of accuracy in data input and documentation
* Thoroughness in audit work and report preparation
Communication Skills:
* Excellent written and verbal communication skills for preparing reports and presenting findings
KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy.
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