Client Due Diligence Analyst, KYC, AML, Investment Management, EDINBURGH
A highly credible Financial Advisory & Investment Management firm based in the City Of London.
The Role:
This role is joining an exciting new team based in Edinburgh.
The Client Due Diligence Associate will play a key role in supporting the AML and Onboarding department.
The Client Due Diligence Associate will ensure that Customer Due Diligence and Client Periodic Reviews are conducted effectively for new customers and ensure that the company’s Anti-Financial Crime policies and all other relevant applicable regulatory requirements are complied with.
Ensure that appropriate Client Due Diligence, KYC, and AML checks are carried out on all new Investment Management clients/customers in accordance with policies and procedures.
The Client Associate Due Diligence will ensure that appropriate client documentation is issued to all new customers.
Provide advice and assistance to the Front-Office on the relevant onboarding policies and documentation requirements.
Conduct analysis and due diligence of received AML/Sanction screening alerts and recognize high-risk files, PEPs, adverse information, reputational risk, and other compliance/financial crime risk triggers - undertake enhanced client due diligence on these files and escalate where necessary.
The Client Due Diligence Associate will support the MLRO in wider aspects of KYC, Client Onboarding, and Financial Crime prevention, including Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), Sanctions, Tax Compliance, and Counter Terrorist Financing (CTF).
The Candidate:
Previous AML/KYC, Client onboarding/Client Due Diligence experience, preferably within an investment management firm.
Some experience with Jersey-based clients would be helpful.
Experience of working within a Client Onboarding/Compliance/Financial Crime with exposure to Money Laundering, Sanctions, and High-Risk Markets.
Knowledge of EU and UK Financial Services Regulation, MiFID, JMLSG; Money Laundering Regulations Qualification and Skills.
Seniority level
Not Applicable
Employment type
Full-time
Job function
Finance, Analyst, and Quality Assurance
Industries
Investment Management, Financial Services, and Investment Banking
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