This position is responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities.
Responsibilities:
* Oversee and implement the company’s compliance policies and procedures to ensure regulatory compliance.
* Review internal processes and operations to identify and resolve potential compliance issues.
* Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
* Participate in the compliance assessment and review of new products and business initiatives.
* Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
* Regularly report the company’s compliance status and provide recommendations to senior management.
* Monitor and interpret changes in regulatory policies, adjusting the company’s compliance strategies accordingly.
Requirements
* Bachelor’s degree or higher in Finance, Law, or a related field.
* At least 5 years of compliance experience in the financial asset management industry.
* In-depth knowledge of regulatory regulations and policies, with extensive compliance management experience.
* Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.
* Proficient in using compliance management tools and software.
* Thorough understanding of compliance auditing, risk control, and internal controls.
* Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
* Familiarity with compliance and regulatory policies in the crypto industry.