Job Description
Compliance Assurance Manager
About the Role:
This is an exciting, newly created role with a retail banking institution. As the Compliance Assurance Manager, you will be responsible for leading a small team of monitoring and advisory compliance officers, reporting directly to the Head of Compliance. This is a deputy head of compliance role. This senior role involves engaging with senior stakeholders and driving compliance initiatives across the organisation.
Key Responsibilities
1. Compliance Monitoring & Risk Management:
- Identify and manage compliance risks.
- Deliver the Compliance Monitoring Programme and produce regulatory compliance reports.
- Implement and monitor approved recommendations.
2. Policy & Framework Development:
- Prepare and update compliance policies and frameworks, including Conduct Risk, Consumer Duty, SM&CR, and Certification Regime frameworks.
- Ensure alignment with corporate standards and regulatory requirements.
3. Team Leadership:
- Manage and support compliance staff to ensure timely, outputs.
- Foster team development through training, coaching, and performance management.
4. Regulatory Projects & Reporting:
- Lead regulatory projects and conduct gap analyses for emerging regulations.
- Ensure accur...