Exclusive - Compliance Associate
CLARC Recruitment Richmond, United Kingdom
Posted: 2 days ago | Job Type: In-Office | Contract: Permanent | Salary: GBP 50,000 - GBP 60,000 per annum
We are exclusively recruiting for a specialist Real Estate firm looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulatory environment under which the Company operates. This role will be based in the office 5 days a week.
Main Responsibilities
* Responsible for social media/LinkedIn reviews
* Support/manage review of Financial Promotion and other marketing presentations/materials
* Manage monthly and ad hoc investor sanctions checks (via sanctions software)
* Support/manage periodic FCA filings:
o FCA Regdata (quarterly/annually)
o FCA Connect (ad hoc)
* Assisting with SM&CR requirements, including management of AR firm regime obligations
* Assisting in preparation of training material relevant to key regulatory updates
Job Requirements:
* At least 4 years compliance experience, ideally within a similar fund/investment management firm
* A solid understanding of the UK regulatory regime
* Some knowledge of US SEC obligations would be beneficial but not mandatory
* The ideal candidate should be a committed, proactive and motivated individual, with excellent organisational and communication skills.
* The ability to prioritise and manage deadlines is essential, as is the need for strong IT skills
Unless otherwise stated, candidates must have the right to work in the UK.
#J-18808-Ljbffr