Compliance Officer - Financial Promotions
HLPartnership (HLP) is a technology-focused Appointed Representative (AR) Network in the UK, offering a comprehensive suite of support services to mortgage and protection advisers. Our network is made up of experienced ARs and advisers who specialize in mortgage advice, protection, general insurance, and later life lending products. At HLP, we combine consumer-centric service with bespoke solutions to help advisers succeed, including cutting-edge technology platforms, access to a wide product range, award-winning marketing services, expert guidance, and ongoing training.
Key Tasks
* Analysis of the materials provided to consider whether the promotions pose a risk of harm to the network or consumers.
* To ensure compliance in line with regulatory requirements within the network. Providing and recording approval to firms in respect of stationery, financial promotions and other customer-facing materials, including social media.
* Ensure accurate records are maintained, concerns are escalated, and any corrective action taken where appropriate.
Experience
* Ideally we are looking for someone with mortgage admin experience, with a good grounding and understanding of working in a regulatory environment.
* Experience of working under pressure, prioritizing and working to tight deadlines is essential.
* It is essential that you have good computer skills, including but not limited to Microsoft applications.
Qualifications
* Ideally you will need to be CeMap qualified (or willing to work towards it) and have admin experience in an office environment.
Personal Qualities
* You need to have excellent verbal and written communication skills with the ability to analyze information with a view to making informed decisions.
* Ideally, our client needs someone who has an excellent eye for detail with the ability to maintain and follow defined procedures.
This is a permanent role, based at our Leicester office. Normal working hours are 35 hours a week, Monday to Friday. Hybrid working will be available upon successful completion of your probation.
We are a non-sponsoring organisation; you will need to have the right to work in the UK.
Seniority level
Entry level
Employment type
Full-time
Job function
Legal
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