Client Compliance Team SupervisorLocation: Gatwick (Hybrid Working Available)Full time, PermanentWe’re working with a well-established South East law firm looking to expand their Client Compliance team. With a strong presence across multiple offices, this is an exciting opportunity to join a firm that provides a wide range of legal services to both businesses and individuals.The Role:
1. Team Supervision: Oversee the day-to-day work of the Client Compliance team, ensuring an efficient and effective workflow.
2. Client Due Diligence: Manage and complete conflict check reports, and assist in the client onboarding process to ensure full compliance with regulatory requirements.
3. Documentation: Review and verify client CDD documentation, identifying issues, tracing complex structures, and escalating where necessary.
4. File Management: Open and amend client and matter files in case management systems, ensuring accurate data entry.
5. Training: Provide training and guidance to the Client Compliance Officers and fee earners on CDD and compliance processes.
6. Quality Audits: Carry out regular audits and spot checks to ensure adherence to procedures and identify areas for improvement.
7. Process Improvements: Contribute to discussions on improving the firm's proc...