Job Description
We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.
InvestEngine is everything the modern investor should need. Unbeatable value, market leading automation and built for easy, long-term ETF investing. We’ve got the platform, have a billion pounds AUM, we’ve won awards, we’ve got an excellent team and we’re hugely popular in the industry.
About the role
We are looking for an energetic, self-starting Senior Compliance Officer to join our team in the UK. The position will require an individual that wants to get stuck in with all areas of compliance in a growing, innovative fintech business.
You will assist with day-to-day compliance functions, advise the business on regulatory and financial crime matters and form part of project groups in building and delivering new products and propositions.
As a small but growing team, we’ll want you to actively participate in all aspects of the business and develop into an SME owning multiple areas of compliance.
What you’ll do
1. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.
2. Complete necessary sections of Regdata reports and Connect applications as needed...