Compliance Officer
Reed Banking are currently assisting an international Bank in their recruitment for a Compliance Officer! In this role, successful applicants will play a crucial role in ensuring that the bank adheres to all regulatory requirements and maintains a robust compliance framework. This position reports directly to the Regulatory Compliance Manager and offers a dynamic work environment where you can grow professionally.
Day-to-day of the role:
1. Conduct testing and assessments of the bank’s activities, systems, and controls as outlined in the compliance monitoring plan.
2. Report on the regulatory control environment to ensure compliance with applicable regulations and maintain risk within appetite and tolerance levels.
3. Ensure timely completion of all periodic and event-driven reviews by the relationship management teams.
4. Produce compliance-related risk summaries and respond to periodic transaction reviews.
5. Complete analysis of transactional information to identify risks, trends, and potential wary activities.
6. Assist with the delivery of the Bank’s annual training plan and support external audit reviews and Information Requests.
Required Skills & Qualifications:
1. Relevant professional qualification preferred, or willingness to undertake studies leading to a suitable qualification.
2. Experience in a regulated environment within the financial services industry.
3. Familiarity with CASS, MiFID, and trade/transaction reporting.
4. Familiarity with Dow Jones, Lexis Nexus is an advantage.
To apply for the Compliance Officer position, please submit your CV and cover letter detailing your relevant experience!
#J-18808-Ljbffr