About theRole:
We are seeking adetailoriented and proactive Fund Switch Administrator to join ourUK financial advice business. The successful candidate will beresponsible for managing the fund switching process for our clientsensuring that all transactions are executed accurately andefficiently within the regulatory framework.
KeyResponsibilities:
* Fund Switch :Process fund switch requests from financial advisers ensuringtimely and accurate across various platforms andproviders.
* Client AccountManagement: Maintain uptodate records of clientportfolios ensuring that all fund switch activities are accuratelyreflected in the clientsaccount.
* RegulatoryCompliance: Ensure all fund switch activities areconducted in compliance with UK financial regulations including FCAguidelines.
* Reporting:Generate and distribute regular reports on fund switch activitiesto relevant stakeholders including financial advisers andcomplianceteams.
* Communication:Liaise with financial advisers fund managers and platform providersto resolve any issues or queries related to fundswitches.
* ContinuousImprovement: Identify and implement processimprovements to enhance the efficiency and accuracy of fund switchoperations.
KeyRequirements:
* Experience:Minimum of 2 years experience in a similar role within the UKfinancial services industry preferably in a financial advice orwealth managementfirm.
* Knowledge:Strong understanding of UK investment products including mutualfunds pensions and ISAs. Familiarity with FCA regulations isessential.
* Skills:Excellent attention to detail strong numerical skills andproficiency in using financial platforms andsoftware.
* Communication:Effective written and verbal communication skills with the abilityto interact with a range ofstakeholders.
* Education:Relevant financial services qualifications (e.g. CISI InvestmentOperations Certificate) are advantageous but notessential.
Why JoinUs
* Opportunity to workwith a dynamic and growing financial advicebusiness.
* Supportive and collaborative workenvironment with opportunities for professionaldevelopment.
Remote Work :
No