Compliance Officer - Wealth Management Location: Berwick Upon Tweed or Durham Job Type: Full-time Salary: £35,0000 - £55,000 We are seeking a Compliance Officer L4 Diploma and a background in financial services. This role is ideal for someone who enjoys mentoring and developing others, possesses strong critical thinking skills, and excels in a dynamic, compliance-focused environment. Day-to-day of the role: Work closely with Compliance and T&C Managers to gather information for FCA reporting. Assist Financial Advisers with internal compliance, conducting internal file reviews and thematic reviews as required. Consult with colleagues to address their needs and support the Financial Adviser and Paraplanner Teams in delivering quality service. Prepare documentation for external audits and third-party checks. Maintain accurate compliance logs and registers, and document internal compliance and departmental committee meetings. Ensure adherence to Money Laundering responsibilities and SM&CR requirements. Assist with the sign-off of Financial Promotions and the creation and review of policies and procedures. Uphold the Code of Conduct policy and Consumer Duty, ensuring service needs are met professionally and accurately. Required Skills & Qualifications: Chartered Insurance Institute L4 Diploma in a relevant field. Experience in financial services, preferably within a busy transaction processing environment. Proficiency in Microsoft Office; knowledge of XPlan is highly beneficial. Meticulous attention to detail with strong team and communication skills. Confidence, approachability, and strong time management skills. Commitment to professional development and continuous learning. Benefits: Opportunity for ongoing mentoring and support towards Chartered Insurance Institute L6 Chartered Diploma qualification. Professional development in a supportive and dynamic environment. Apply today and a member of the team will be in touch to discuss in more detail