Direct message the job poster from Coopman Search and Selection | B Corp
Principal Consultant | Coopman Search & Selection | Hedge Funds & Private Equity | Legal & Compliance
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.
Key Responsibilities:
* Ensure FCA & SEC regulatory compliance requirements are adhered to
* Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
* Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
* Assist with International long/short daily filings
* Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
* Review of trade errors, market abuse related matters and market soundings
* Organise compliance training
Experience Required:
* 5+ years compliance experience, ideally within a hedge fund or investment manager
* Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
* An in-depth understanding of the hedge fund industry & strong general compliance experience
* Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
* High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk
As a Certified B Corporation, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Legal and Finance
* Industries
* Investment Management and Financial Services
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