Regulatory Advisory (Compliance) Manager
Salary: £65,000-75,000
This position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally.
The role is part of the 2nd Line Compliance function, providing guidance and compliance advice to the business while working with internal stakeholders and clients.
Key Responsibilities
* Analyse changes to regulations and legislation that impact the business.
* Advisory oversight of the business and clients to meet FCA requirements.
* Work with SMEs business-wide, implementing Compliance solutions.
* Provide compliance training where required.
Your Profile
* Strong regulatory compliance knowledge in the following areas: COBS, SYSC, COLL, CASS.
* Previous experience in a regulatory/advisory position, ideally with an investment platform.
* Ability to communicate with senior people, inside and outside of the business.
* Professional qualification.
For a full breakdown of the role, please apply here!
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