Broadgate Greater London, England, United Kingdom
Compliance Analyst
This newly-created role is suited to an ambitious Compliance professional in the early stages of their career, seeking greater responsibility and exposure in their role, to advance their path in Compliance Advisory.
As part of the 2nd line Compliance function of a market leader in tech outsourcing within Wealth & Investments, you would report directly to the Head of Compliance.
Responsibilities
* Participate as a member of the 2LOD team in the co-ordination of the Risk Management Framework
* Investigating and solving compliance issues
* Support in the development of policies and procedures for the business
* Effective management of regulatory risks (regulatory change, incident management, client engagement)
Requirements
* Must have 1-2 years experience in a Compliance function within Financial Services (demonstrable knowledge of UK regulations)
* Strong soft skills, including analytical, communicative and organisational
Beneficial (these are not requirements but would be relevant skills and/or experiences)
* Experience within a Wealth/Investment Management or Tech Outsourcing Firm
* Regulatory knowledge of COBS, SYSC, CASS
* Professional/industry qualification
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Analyst, Legal, and Finance
Industries
Financial Services, Outsourcing and Offshoring Consulting, and Technology, Information and Media
For more details please apply here!
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