This job is with Deutsche Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ business community. Please do not contact the recruiter directly. Job Description: Job Title Compliance Surveillance Risk and Control Officer Location Birmingham Corporate Title AVP Compliance professionals, working in collaboration with the business, ensure that our risk based programme is both globally effective and locally anchored to our key divisional businesses. As an independent and robust second line control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through the development and management of strategies that are sustainable and increases the trust of our clients. The Compliance Surveillance function is crucial to the overall Compliance programme with the key aim to detect and mitigate market abuse, insider dealing and rogue trader risk and behaviour across the business divisions. Working closely as a member of the Compliance Surveillance Governance & Oversight team, you will be responsible for supporting the execution, maintenance and development of the bank's global Surveillance Risk and Control framework. What we'll offer you A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its centre. You can expect: Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them Competitive salary and non-contributory pension 30 days' holiday plus bank holidays, with the option to purchase additional days Life Assurance and Private Healthcare for you and your family A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits The opportunity to support a wide ranging CSR programme 2 days' volunteering leave per year Your key responsibilities Maintaining the Compliance Surveillance Framework key documents and the Bank wide risk and control inventory Supporting the Risk and control assessment across the Compliance Surveillance Function working in collaboration with the 1st line. Facilitating Compliance Surveillance Governance Meetings Global coordinator for Surveillance & Unauthorised Principle Trading Activity audits, both internal and external/regulatory Oversight of Compliance Surveillance Findings and Observation management and closure Your skills and experience Background in financial services, with experience in non financial risk management Good knowledge/understanding of Compliance/Regulatory risk, in particular market conduct risk; Disciplined, attention to detail, and strong analytical skills; Self-starter with strong ability to complete tasks; Experience of interacting with members of staff across financial institutions and auditors at all levels of seniority; Strong written and verbal communication skills How we'll support you Training and development to help you excel in your career Flexible working to assist you balance your personal priorities A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs We value diversity and as an equal opportunities' employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards) Please note the expected salary for some roles may be below the minimum level requirements to support candidates who require a Skilled Worker visa to work in the UK. Should you already have a Skilled Worker visa and are identified for a role, we can discuss and support you with the process About us Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do. Deutsche Bank in the UK is proud to have been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ inclusion. We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment. LI-DNI