Job Description
Vantage is a global, multi-asset broker offering clients access to a nimble and powerful service for trading CFDs on Forex, Commodities, Indices, Shares, and Cryptocurrencies. With our cutting-edge technology, diverse product offerings, and commitment to providing exceptional trading experiences, we empower traders around the world to participate in the global currency markets. With more than 10 years of market experience and headquartered in Sydney, Vantage now has over 1,000 employees/personnel across more than 30 global offices.
We are seeking an experienced Head of Compliance who is qualified to act as the Money Laundering Reporting Officer (MLRO) in accordance with the regulatory requirements set by the Financial Conduct Authority (FCA). The ideal candidate will play a pivotal role in ensuring our firm's compliance with all relevant regulations and maintaining the robustness of our compliance function.
What you'll do:
1. Stay updated on all pertinent FCA regulations and guidelines regarding FX/CFD brokerage operations, ensuring strict adherence to these regulations.
2. Serve as the primary point of contact for regulatory inquiries and examinations, fostering positive relationships with regulatory authorities.
3. Oversee and maintain the firm's policies and procedures to ensure they remain effective ...