Job Description
This position will be responsible for ensuring compliance across multiple jurisdictions
Key Responsibilities
* Support the Head of Compliance within the compliance function
* Assist with development, maintenance and delivery of compliance related materials
* Review and approve marketing materials
* Preparing and maintaining compliance files
* Support compliance and regulatory projects,
* Provide advice and guidance to business and support functions
* Investigating and analyzing automated transaction monitoring alerts.
* Involvement in regulatory horizon scanning
* Reviewing new publications from regulators
Experience
* At least five years of financial compliance experience
* Strong knowledge of relevant regulations.
* Experience in relation to proprietary trading, financial services and/or crypto.
* General knowledge of regulations in other jurisdictions
* Strong attention to detail and able to prioritize workload to meet tight deadlines.
* Excellent communication skills, both written and verbal