Job Description
MERJE are currently working with a highly regarded and established asset manager in their search for a Mandate Compliance specialist.
You'll be responsible for:
* Investment restriction coding and controls in the order management system (Charles River)
* Managing the daily breach process, liaising with the Compliance and Distribution Client Services as required
* Maintaining a 3 year rolling audit programme to ensure coding and manual controls are kept in line with client, regulatory and fund manager expectations
* Managing the implementation of client specific restricted stock lists
* Maintaining the coding around eligible countries, markets, IDs and asset classes for clients;
* Producing relevant MI for governing Committees as required
Experience/Skills/Qualifications:
* Relevant guideline monitoring or coding experience gained in an asset management environment
* Working knowledge of Charles River
* Solid understanding of compliance mandate restriction coding
* Working knowledge of UCITs regulation and both UK and Luxembourg structures
* Systematic and organised
* Strong relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels
Please note, should feedback not be received w...