Job Description
Our client, a well-established professional services company, is currently recruiting a Senior Compliance Officer to join their Compliance team. The Senior Compliance Officer will be responsible for supporting the Compliance Team Leader and the wider team in providing efficient and effective client due diligence (CDD), conflict checking services, and client and matter file creation.\n\nKey Responsibilities for the Senior Compliance Officer:\n\nLiaise with and provide appropriate guidance to teams regarding file opening and the CDD process\nCompleting and analysing conflict check reports and escalating when required\nUsing the company file opening request system and processes, ensuring full and accurate data is provided to complete the CDD process, including managing the outstanding CDD process.\nCarrying out file opening quality audits and spot checks on files to ensure the procedures have been followed\nSkills Required for the Senior Compliance Officer:\n\nProven experience working in a Compliance Officer role\nA good understanding of Anti-Money Laundering (AML) Regulations and the wider CDD requirements and process, including identifying and tracing ownership of client structures, PEPs and Sanctions.\nAbility to make decisions independently but with a clear understanding of when to escalate to management\nA background in the legal or other professional services sector is desired\nStrong communication skills\nPlease apply as directed