Compliance Manager Role
We are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE in Bath. As a key member of our compliance team, you will play a crucial role in ensuring our client's AML/CDD processes are robust and compliant with regulatory requirements.
Key Responsibilities:
* Provide guidance on CDD requirements, SOWs/SOFs, and background checks to ensure seamless client onboarding.
* Manage client onboarding software and review incoming reports to identify potential risks.
* Develop and implement firmwide CDD and CMI training programs to enhance compliance knowledge.
* Assist in AML and file opening risk assessments, along with conflicts of interest checks, to maintain a risk-free environment.
* Advise on PEPs and sanctions to ensure compliance with regulatory requirements.
Requirements:
* Excellent analytical and communication skills to effectively collaborate with the team.
* Strong attention to detail to ensure accuracy in compliance processes.
* Client-focused approach to work, with a commitment to delivering exceptional results.
About AJ FOX COMPLIANCE:
We are a Top 100 Law Firm with a strong commitment to compliance and risk management. Our team is dedicated to providing exceptional service to our clients, and we are seeking a talented Compliance Manager to join our ranks.