Are you Proactive? Do you have experience as Compliance Manager? Are you an organised individual? If so, this role could be for you.
My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.
Benefits:
Salary up to £45,000 DOE
Pension Scheme
Health cash plan for workplace wellbeing
Employee referral bonus
Up to 33 days' paid leave per year
Christmas ShutdownDuties and Responsibilities:
Act as the primary contact for professional indemnity insurers, handling claims, maintaining records, and conducting investigations.
Establish a standardised approach for delivering and documenting operational services to ensure effective management and governance of compliance across all offices.
Ensure full compliance to AML regulations at all offices.
Provide accurate, regular updates and reports on compliance status to the senior management team, and timely updates on non-compliance issues.
Assist in managing escalated complaints with the Solicitors Regulation Authority (SRA) or Legal Ombudsman, serving as Liaison Officer during SRA inspections.
Advise on professional conduct matters, including conflicts of interest and ethical considerations.
Collaborate with Group Heads to identify areas of improvement, strengthen practices, and enhance the firm's risk profile.
Deliver training sessions on risk-related topics while staying informed about updates to professional conduct r...