Financial Crime Analyst - TM, Sanctions, Fraud & CDD team
About the Business
Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees £116.2 billion in customer investments (as 30 September 2024). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.
Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.
High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning.
At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve.
About the Role
Level: 3
Department: Financial Crime
Location: Southampton/ London
Contract Type: Permanent
Non-Regulated
We are looking for a Financial Crime Analyst to support the TM, Sanctions, Fraud & CDD Manager within the Financial Crime Operations team. The role will cover a variety of tasks and activities, including, but not limited to transaction monitoring, client screening, fraud investigations and customer due diligence.
Key elements of the role
* Undertake Transaction Monitoring, including investigating matches, and reviewing the parameters on a periodic basis.
* Carrying out Politically Exposed Persons (PEPs), sanctions and adverse media screening and alert elimination.
* Dealing with Fraud and Suspicious Activity Report referrals, investigating and analysing all information available, undertaking root cause analysis, summarising findings, recommending and taking necessary action. Ensuring investigation work is thoroughly documented and completed in a timely manner.
* Undertaking Customer Due Diligence reliance testing.
* Provide support to the TM, Sanctions, Fraud & CDD Manager, Head of Financial Crime Operations, or other financial crime areas as required.
About You
You will have:
* A good level of understanding and experience of Financial Crime across: AML/CTF; Sanctions; Anti-Bribery and Corruption; and Fraud, from a financial services company.
* Strong attention to detail, organisation and prioritisation skills.
* Good planning, analytical and communications (both verbal and written) skills.
* High energy and drive and be delivery focused.
* The ability to work well on your own or within a team.
* A can-do attitude, and willingness to just get stuck in where help is needed.
* Financial crime qualifications are desirable but not essential.
Inclusion & Diversity
We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.
Core Benefits
Holiday: 182 hours (26 days)
Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution.
Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions.
Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children.
Life Assurance: 4x your salary.
Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.
Healthcare Cash Plan: Jersey employees only
In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction. #J-18808-Ljbffr