Fram Executive Search Limited is working with an independent Wealth Management firm in Southwest Devon.
We are looking for a Regulatory Compliance Specialist to work with the Wealth Management Director who holds SMF16/17 responsibilities to ensure regulatory excellence.
You'll develop, implement, and oversee compliance policies and procedures, manage risk assessments, policy reviews, and procedures to maintain a strong risk posture.
The salary range for this position is £40,000 - £60,000 per annum, depending on experience.
This role requires:
* a bachelor's degree in a relevant field;
* strong knowledge of regulatory requirements and compliance frameworks;
* excellent analytical, communication, and project management skills.
Benefits:
* opportunity to work with a respected Wealth Management firm;
* chance to contribute to the development of compliance policies and procedures;
* competitive salary and benefits package.
How you can grow:
1. develop your expertise in regulatory compliance and risk management;
2. gain exposure to senior management and board-level decisions;
3. contribute to the growth and success of a reputable Wealth Management firm.