Be-Resourcing are working with one of the UK's leading Asset Management employers to recruit a Manager for the team responsible for the oversight and controls of their third party Transfer Agency partner.
The team is responsible for executing a number of internal functions including regulatory reporting, CASS Governance, complaints oversight, and other general Transfer Agency oversight activities.
Responsibilities
1. Ability to lead a high performing team.
2. Demonstrable technical knowledge across a range of investment instruments, fund types and products – experience of closed end funds and/or Lux funds beneficial.
3. Depth of experience and understanding of Transfer Agency services.
4. Knowledge and understanding of the relevant regulatory environment (CASS, CMAR, Consumer Duty).
5. Ability to demonstrate a risk focus and understand the importance of identifying potential risks and reporting risks to management and other relevant parties.
6. Ability to identify problems and incidents, work actively with others to resolve them and raise issues appropriately.
7. Experience in producing MI and regular reporting.
8. Understanding of a risk-based approach to internal control.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Management
Industries
Investment Management
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