We are partnered with a growing General Insurance business in their search for a Compliance Controller.
The role is home based with travel to the Liverpool office required once a month for meetings.
The primary function of the Compliance Controller is to support the group’s governance, risk, and compliance framework. You will be responsible for the day-to-day management of the Compliance function where you will collaborate with all business functions to an appropriate level of stakeholder management, reporting and ensuring best practices are shared amongst the business.
Main Responsibilities:
* Operate the Compliance Monitoring Programme, ensuring all activities are fulfilled correctly and on time.
* Provide operational compliance advice/approval to business functions in an efficient and effective manner, ensuring the operational activity in question is understood fully before providing advice.
* Maintain compliance and/or regulatory policies, procedures and processes to ensure they support the business in satisfying compliance requirements and reflect operations.
* Carry out periodic compliance and thematic reviews of operational activities, including outsourced activities and suppliers.
* Provide high-level compliance operational updates and MI quarterly to the Audit, Risk and Compliance Committee.
* Establish and implement a suite of operational compliance requirements for all products, services, and channels.
Key Skills & Experience:
* Compliance experience within the insurance industry.
* Detailed knowledge of FCA regulations.
* The ability to support and influence colleagues in relation to their compliance and risk responsibilities.
* Experience of performing in and/or leading highly effective teams; identifying/implementing improvements to operating methodologies and inspiring excellent performance.
* Tenacity to investigate areas of concern across all business functions.
* An ability to interpret, understand, maintain, and advise the business on a broad range of legal and regulatory issues.
* Strong reporting skills.
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