Job Description
Coopman Search and Selection are delighted to partner exclusively with a leading quantitative investment firm focussed on systematic trading strategies in global markets. The role will report in directly into the global CCO who is based in the US and work closely with the GC & trading teams.
This is a newly created role to support their growth in the UK and will see you lead the UK the compliance function through an FCA application along with the development of applicable compliance procedures & surveillances. You will also support other aspects of the firms compliance program including regulatory submissions, training, surveillance and policy implementation.
Key Responsibilities:
1. Take a leading role in preparation the Firm’s FCA application and development of related procedures, surveillance and regulatory submissions. Supervise counsel and external advisors that assist you in the preparation of the application.
2. Provide support across a variety of compliance initiatives including: Code of Ethics, regulatory filings, cybersecurity, electronic communication surveillance, artificial intelligence due diligence, alternative data due diligence, trade surveillance, vendor due diligence, and updating and testing of compliance procedures, in conjunction with the Chief Compliance Officer.
3. Ability to efficiently interact with other departments and senior ...