A great opportunity has risen for an experienced Compliance and Internal Control Manager in financial sector.
The company is an internationally operating corporate providing financial related services, this is a new role and suitable for those who has got solid and tracked experience within compliance/regulatory area within finance. Due to the nature of the role, Japanese language is mandatory for this role.
Job descriptions:
1. Provide a pro-active and re-active day-to-day advisory service in relation to compliance and regulatory requirements, internal policies and procedures, best practice guidelines and reputational matters which impact the company and related affiliate entities.
2. Liaise closely with the business and the other control functions covering the business to identify and manage the compliance and regulatory risks associated with specific activities and the business as a whole.
3. Ensure that compliance and regulatory policies and procedures are documented, implemented, and communicated.
4. Develop and deliver induction and ongoing training when required on compliance regulatory requirements, policies and best practice issues.
5. Assess new products, services and systems considering new and existing policies and procedures, before, during and after their development and implementation.
6. Liaise with internal departments to manage regulatory reporting in the company and related affiliate ent...