Location: London, United KingdomJob Type: Full-time
About FC Capital Ltd
FC Capital Ltd is a trusted and fast-growing financial services firm, dedicated to delivering transparent and responsible financial solutions. As a fully regulated institution, we pride ourselves on upholding the highest compliance standards and ensuring our operations remain aligned with all regulatory frameworks. We are now looking for a highly motivated and detail-oriented Compliance Officer to join our Compliance Team and help drive a culture of integrity and regulatory excellence across the company.
Job Summary:The AML & Compliance Officer is responsible for ensuring the company’s compliance with FCA, HMRC, and other related regulations, conducting risk assessments, monitoring transactions, and supporting the implementation of compliance frameworks. This role involves due diligence, regulatory reporting, and employee training for maintaining compliance standards.
Key Responsibilities:
1. Oversee the company’s AML software checks and review flagged transactions.
2. Investigate and report Suspicious Activity Reports (SARs) to the MLRO and NCA.
3. Assist in performing risk assessments across the firm.
4. Monitor high-value transactions and currency exchange activities for compliance with HMRC regulations.
5. Assist in preparing FCA RegData returns and r...