Head of Compliance Audit Manager
Salary: Negotiable
Location: Chelmsford, Essex
Job Type: Permanent
Ref: SJP080922
Head of Compliance/Audit to oversee all compliance and auditing matters, reporting to the senior leadership team in the UK and Overseas. Working for an International Broker. This position offers an opportunity for personal development within a Global market.
Key Responsibilities:
* Ensure compliance of the Company’s activities, resources, and staff with the requirements of industry and government lead regulation within a framework of business efficiency.
* Maintain adequate and appropriate systems and controls to ensure that the business meets its regulatory requirements.
* Conduct root cause analysis on complaints and report the results to senior management.
* Provide advice and manage any parts of the business FCA compliance planning, reporting progress to the company and other stakeholders on a regular basis.
* Stay aware of current compliance/Audit requirements and be up to date with compliance/Audit regulation changes to plan and implement an effective compliance strategy.
* Implement appropriate systems and controls to ensure that the firm meets its regulatory obligations.
* Regularly monitor and update the compliance/Audit systems and controls to ensure they are performing their intended functions.
* Support the Head of Compliance in the delivery of the company Compliance Plan and other additional Project Management and supplier support to deliver compliance to FCA regulations.
Excellent communication skills and the ability to adapt to the regulations of the Insurance Markets are essential. You must have experience working within the Insurance Industry.
Highly competitive salary and benefits package to attract the right individual.
For further information, please contact Su Partridge FIRP or submit your CV for consideration.
The Recruiter Insurance Specialists are acting as a Recruitment Agency.
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