My client focuses on private banking, investment banking, asset management, and corporate banking, catering to high-net-worth individuals, institutions, and corporate clients. They are well-known for its strong expertise in equity research, trading, and corporate finance. They are looking for a compliance generalist to join the team. Role:
* Manage compliance initiatives, delivering regular updates and reports to key stakeholders, while collaborating with internal departments such as IT, Legal, and Data Protection.
* Prepare and submit comprehensive compliance-related management reports.
* Conduct compliance monitoring activities and trade surveillance, including investigations, as part of the firm's oversight programme, while contributing to its ongoing development.
* Support the implementation and continuous revision of policies and procedures to ensure regulatory compliance.
* Provide compliance guidance to the London office, coordinating with the broader compliance team to oversee adherence to senior management regulations and maintain regulatory directories.
* Act as a communication bridge between business units and technology teams, ensuring effective and clear collaboration across departments.
Experience:
* 3-5 years' experience in a financial services Compliance role.
* Knowledge of UK and European securities regulations (MiFID II).
* Project management experience, ideally with system implementation.
* Strong communication, analytical, and strategic thinking skills.
* Ability to work independently and within a cross-border team.
* Comfortable in a fast-paced environment with strong prioritization skills.
* Organised, self-motivated, and flexible.
* Degree educated (or equivalent), with excellent presentation skills.
Salary £90,000 - £95,000 Location central London 5 days a week in the office. Please contact me with your CV for a full JD ne@barclaysimpson.com #J-18808-Ljbffr