Job Description
Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
In this role you will work alongside the Head of Compliance as an experienced member of the Compliance team, providing additional capacity to cover day-to-day work of the global compliance programme.
Key Responsibilities:
1. Reviewing legal documentation relating to funds, managed accounts & service providers
2. Helping to establish training or other such activity to ensure effective training & development
3. Maintenance of fund & investor documentation
4. Responsibility for the routine compliance monitoring programme
5. Carry out market abuse monitoring, including deep dive trade reviews
6. Carry out research into new and developing areas of law and regulation
7. Oversight of maintenance of compliance registers, including personal account trading, breaches, errors and incidents, gifts and entertainment, etc
8. Assume day-to-day responsibility for the firm’s restricted lists & sanctions monitoring programme
9. Provide compliance reports to the funds' boards of directors & the firm’s clients
10. Review and sign off marketing materials, provide advice on marketing rules in different jurisdictions...