Compliance Manager Role
We are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance team, you will play a critical role in ensuring our client's compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.
Key Responsibilities:
* Provide guidance on CDD requirements, SOWs/SOFs, and background checks to ensure compliance with regulatory standards.
* Manage client onboarding software and review incoming reports to identify potential risks and areas for improvement.
* Develop and implement effective client/matter inception processes, respond to queries, and identify opportunities for process enhancements.
* Deliver firm-wide CDD and CMI training to ensure all staff are equipped to meet regulatory requirements.
* Assist in AML and file opening risk assessments, along with conflicts of interest checks, to ensure compliance with regulatory standards.
* Advise on PEPs and sanctions to ensure our client's compliance with regulatory requirements.
Requirements:
* Excellent analytical and communication skills, with the ability to interpret complex regulatory requirements and communicate effectively with stakeholders.
* An eye for detail and a client-focused approach to work, with a strong understanding of AML/CDD processes and regulatory requirements.
If you have experience in AML/CDD and regulatory compliance, we encourage you to submit your CV for our consideration.