Compliance Manager – Mortgages, Retail Banking
My client is a growing Retail Bank, as part of their suite of products and services they offer Commercial Real Estate. A new opportunity has arisen to join the 2nd Line Compliance team.
If you have good knowledge of the FCA regulations around Mortgages and Retail Banking and are looking to elevate your career, we would be keen to hear from you.
Working as part of a growing team, you will be responsible for:
1. Carrying out thematic reviews
2. Horizon scanning
3. Testing the customer journey (consumer duty)
4. Carrying out risk-based monitoring assurance activity
5. Advising the business on regulatory changes
6. Contributing to the Annual Compliance Plan
7. Providing MI and reports for senior stakeholders
The firm fosters a collaborative, innovative working environment and supports professional development.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
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