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Our client, a large investment bank, is a leading independent, global, full-service financial institution. With a strong presence across the Americas, Europe, and Asia, our client provides expert advisory, trading, and risk management services to institutional investors, corporations, and governments.
Role: Compliance Analyst (Contract)
We are seeking a Compliance Analyst for a contract role within the Compliance team, supporting regulatory and policy enforcement across EMEA and APAC. The successful candidate will play a key role in conducting compliance reviews, investigations, and monitoring activities to ensure adherence to internal policies and regulatory requirements.
Key Responsibilities:
* Conduct periodic and ad-hoc Compliance Reviews across EMEA and APAC.
* Investigate employee misconduct and escalate findings as necessary.
* Support the application of PA Trading controls in EMEA, including executing reviews, reporting breaches, and issuing policy reminders.
* Regularly engage with CapCo, providing feedback on vendor performance and assigning responsibilities.
* Deliver Global Compliance Induction sessions for employees in EMEA.
* Handle ad-hoc compliance queries from EMEA employees.
* Assist the wider Compliance team on projects and other regulatory matters as required.
Key Qualifications & Skills:
* Experience in compliance, risk management, or regulatory oversight within financial services.
* Strong understanding of EMEA and APAC regulatory environments.
* Ability to conduct investigations and analyze compliance-related issues effectively.
* Excellent communication and stakeholder management skills.
* Detail-oriented with strong analytical and problem-solving abilities.
* Ability to work independently while collaborating within a team structure.
This is a contract position with an opportunity to work within a dynamic and globally focused compliance team.
Seniority level
Mid-Senior level
Employment type
Contract
Job function
Finance
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