Risk and Compliance Manager
* Location: Hampshire / Surrey
* Job Type: Full-time
* Salary: Up to £80,000 (DOE)
Join an award-winning, top-ranked law firm known for its commitment to growth, fostering strong relationships, and ambitious approach to providing full-service legal guidance. We are seeking a Risk and Compliance Manager to manage our firm’s risk and compliance function, ensuring excellence in all we do.
Day-to-day of the role:
* Provide a best-in-class internal risk and compliance function.
* Perform daily tasks delegated by the COLP, COFA, DPO, Complaints/Claims officer, and MLRO, maintaining regular liaison with these postholders.
* Manage risk and compliance with knowledge of SRA and FCA compliance models.
* Assist staff with conduct questions (e.g., conflicts) and reporting.
* Handle AML questions and reporting, along with complaints and claims risk management.
* Oversee practicing certificate renewals and the review, monitoring, and updates of the firm’s policies & procedures.
* Perform file verifications and associated follow-ups.
* Maintain compliance records, monitoring, and reporting.
* Run new starter compliance sessions and embed good practice.
* Create and deliver bespoke compliance training for staff.
* Conduct compliance audits and general compliance awareness activities.
Required Skills & Qualifications:
* At least 5 years of experience in legal or financial services risk and compliance management.
* Risk or compliance-based qualification(s).
* Impeccable attention to detail.
* Clear and consistent communication skills.
* Ability to condense and simplify legal principles for others.
* Up-to-date knowledge of risk and compliance requirements in the legal profession.
Benefits:
* Generous Bonus Scheme.
* Free car parking.
* Comprehensive benefits package including a pension, enhanced maternity and paternity pay, 25 days holiday plus an additional day for Christmas closure, and Perkbox benefits.
* Opportunities for professional growth within a supportive and dynamic team.
How to Apply:
If you are passionate about providing exceptional service and embrace our core values, please submit your CV and a cover letter to Mark Watts @ Reed.
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