Job description
I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry! This company has seen significant success over recent years and is currently undergoing a acquisition phase within their compliance department.
This position is a stand-alone role so would require someone who is happy to be hands-on. It would suit someone who has strong experience as a Compliance Analyst or Manager and ideally who has a background working within an asset management company.
Responsibilities:
1. To lead and oversee the investment compliance sector of the business
2. Developing regulatory compliance policies and procedures
3. Advise on regulatory issues
4. Provide 2nd line challenge and oversee the investment team
5. Take lead and manage projects
6. Look at ways to improve the business and provide guidance where necessary
7. Report in to the CEO
Benefits include :
8. Full flexibility and full remote working
9. Competitive salary
10. Generous bonus and pension
If this role sounds like it could be for you, and you would like some more information please send your CV to or give Samantha a call on .