Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Principles for Responsible Investment, TCFD, Stewardship Code and SRD II. • Experience of portfolio management systems such as Objectway, BITA Risk and ESG monitoring such as Sustainalytics, Ethical Screening and Clarity AI would be advantageous. • A good understanding of the FCA rules in relation to suitability. • The ability to interpret rules and regulations and to clearly and succinctly articulate their application in the context of the firm's business. • Ability to multi-task and deal with a number of concurrent issues. • Confident in ability to present and represent Compliance as required.