This role offers an opportunity to work as a T&C Supervisor / Compliance Support in South Leicester with a local Financial Services firm.
As T&C Supervisor, you will assist the Senior Compliance Manager by providing training and competence support to a small team of Independent Financial Advisors and working on compliance projects.
You will be required to support new and existing IFAs in ensuring they meet regulatory requirements, contribute to risk management, and maintain adherence to industry standards.
This position involves analysing policies, procedures, and guidelines to ensure alignment with regulatory bodies. It also entails maintaining accurate records, reporting changes, and implementing effective monitoring systems.
The ideal candidate will possess excellent communication and organisational skills, with the ability to train and educate staff members on compliance matters.
A strong understanding of financial regulations and laws is essential for this role, as is the ability to work effectively in a fast-paced environment.
The estimated salary for this position is £45,000 - £55,000 per annum, dependent on experience.