Role Description
The 1st line – Risk Analyst is responsible for supporting the implementation and application of the Risk Management Framework, including but not limited to the following:
Specific Role Responsibilities
Process
* Support the Conduct and Governance risk analyst in applying conduct and governance practices across FNZ UK entities.
* Ensure prompt and accurate tracking of Conduct & Governance actions.
* Challenge and escalate Conduct Risk Events and causal themes to prevent recurrence.
* Respond promptly and professionally to client inquiries.
* Assist in producing Conduct Risk MI.
* Support the Consumer Duty Executive Sponsor in identifying and mitigating foreseeable harms and cross-cutting rules.
* Identify process efficiencies and improvements related to quality and timeliness.
* Maintain relevant Key Risk Metrics and Risk and Control Self Assessments (RCSAs).
* Collaborate with the business to enhance the conduct risk control environment.
* Drive quality action plans (events and audits) ensuring ownership and timely completion.
* Support the 1st line Risk team with risk-related inquiries.
* Monitor regulatory landscape for changes impacting the company.
* Coordinate with Compliance for 2nd line reviews of activities (CMPs).
* Become a subject matter expert in the use of the firm’s designated risk system for Risk Event Information.
People
* Complete all mandatory training promptly.
Governance
* Assist in producing material for committees on conduct and governance matters (e.g., Consumer Duty, RCSAs).
* Ensure an audit trail of all activities related to the function.
Functional Area Responsibilities
* Support the Team’s purpose and ensure the Operational Risk & Control function delivers value and assurance.
* Promote a risk-aware culture within FNZ, especially regarding Conduct and Consumer Duty.
* Proactively suggest innovations and process improvements.
* Build strong relationships with internal stakeholders and clients.
* Stay informed on sector-wide and broader developments.
* Perform other duties as assigned by Risk Managers.
* Ensure timely completion of mandatory training.
* Foster a culture of openness and ethical decision-making.
Experience Required
The Risk Analyst should demonstrate competence and high performance in:
* High-standard written and verbal communication, with influencing and challenging skills.
* Effective communication at various levels within a regulated environment, both internally and externally.
* Numeracy and literacy skills.
* Punctuality and ability to meet deadlines under tight schedules.
* Analytical thinking.
* Skilled in conducting meetings and presentations.
* Strong attention to detail.
* Execution-focused mindset.
* Objectivity.
* Professionalism and diplomacy.
* Willingness to learn complex regulations, guidelines, insurance products, and financial legislation.
Opportunities
* Work alongside multicultural teams of experts from day one, inspiring and challenging you.
* Be part of a successful, rapidly growing global business leading in cloud-based financial services.
* Enjoy flexible, agile working arrangements.
* Reward and career progression based on contribution and impact.
* Global career opportunities across the UK, EU, US, Canada, South Africa, and APAC.
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About FNZ
FNZ is committed to making wealth management accessible for all. We provide a comprehensive, technology-driven wealth platform to over 650 financial institutions and 12,000 wealth managers, managing US$1.5 trillion in assets, helping over 20 million people invest in their future.
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