Job Summary
Job Description
What is the opportunity?
This opportunity will provide hands-on experience within the regulatory reporting team on daily regulatory reporting obligations, control and oversight, monthly client deliverables, and quarterly regulatory filings under a broad range of regulations in multiple jurisdictions.
Leveraging and building on your existing expertise in European regulatory trade and transaction reporting, you will work to ensure RBC BlueBay, and its clients, meet their regulatory reporting obligations.
The Regulatory Reporting team aims to deliver robust, efficient, and scalable reporting within multiple jurisdictions.
What will you do?
* Perform daily transaction reporting processes across a number of MiFIR, EMIR, and ASIC regulations, ensuring timely and accurate reporting.
* Undertake the regular oversight processes over various transaction reporting obligations.
* Investigate reporting issues identified through the reporting processes and oversight; develop solutions to address at source.
* Liaise with vendors, trading counterparties, and internal stakeholders to resolve reporting issues identified.
* Help produce metrics to determine the overall health of the regulatory reporting process and support the prioritization of remediation work.
* Assist in the filing of periodic regulatory reports such as AIFMD, Form ADV, CTA, CPO-PQR, Form PF, etc.
* Support the team in project-related work as required.
* Develop and maintain expertise in the reporting infrastructure.
What do you need to succeed?
Must-have
* Some experience with EMIR, MiFIR, ASIC, and/or SFTR reporting – either from an asset manager, investment bank, capital markets, or related vendor.
* Functional understanding of UK and European regulations EMIR, MiFIR, and SFTR including their scope and purpose.
* Functional understanding of different asset classes and instrument types.
* Solution-focused individual with a desire to use their own initiative.
* Analytical ability to investigate and triage reporting exceptions/validations.
* Excellent organizational skills, ability to undertake multiple tasks and projects concurrently.
Nice-to-have
* Prior experience in periodic regulatory filings such as AIFMD, Form ADV, Form PF, CPO-PQR, etc. beneficial.
* Proficiency in MS Excel, SQL, and VBA a bonus.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
* A comprehensive Total Rewards Program including bonuses, flexible benefits, and competitive compensation.
* Leaders who support your development through coaching and managing opportunities.
* Opportunities to work with the best in the field.
* Ability to make a difference and lasting impact.
* Work in a dynamic, collaborative, progressive, and high-performing team.
* A world-class training program in financial services.
* Flexible working options fully supported.
Job Skills
Active Learning, Adaptability, Customer Service, Decision Making, Interpersonal Relationship Management, Operational Delivery, Process Improvements, Time Management.
Additional Job Details
Address: 100 BISHOPSGATE, LONDON
City: London
Country: United Kingdom
Work hours/week: 35
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type:
Posted Date: 2024-09-17
Application Deadline: 2024-10-01
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients, and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips, and recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
#J-18808-Ljbffr