Job Description
Are you a detail-oriented professional with expert knowledge of CASS regulations, looking to take the next step in your career?
Our client, a leading international wealth management platform, is looking for a CASS Manager to join their team. This is a key role focused on overseeing the firm’s CASS risk and control framework, ensuring compliance with FCA regulations and supporting the delivery of high-quality outcomes for clients and advisers.
Key Responsibilities:
* Lead the day-to-day oversight of client money and asset reconciliations
* Maintain and enhance the firm’s CASS risk and control framework
* Monitor, identify, and escalate potential risks, breaches, or areas for improvement
* Coordinate and support internal and external CASS audits
* Produce and review CMAR returns and other regulatory reports
* Support and advise teams across the business on CASS-related matters
* Contribute to strategic change initiatives and ensure regulatory compliance is maintained
* Line manage a small team, supporting their development and performance
About you:
1. Strong technical knowledge of FCA CASS rules (particularly chapters 1, 1A, 6, 7, 9, and 10)
2. Proven experience with client money and asset reconciliations
3. Strong understanding of ...