Legal & Compliance Manager
Chobham
Up to £40,000
Full-Time Permanent
Hybrid
Own transport required to due location of office
Outstanding opportunity for an ambitious professional to make a significant, long-lasting contribution to a high-profile business, at a key point in its development. You will ensure that the business and its employees comply with all relevant regulations, legislations and internal policies.
Essentials:
* Excellent problem-solving skills and the ability to make critical decisions with little information available.
* Excellent analytical skills and the ability to analyse and interpret information quickly.
* In-depth understanding of industry standards and regulations
* Excellent understanding of reporting procedures and record-keeping
* Excellent project management skills and the ability to be methodical and diligent
* Detail orientation and the ability to pay attention and identify minimal changes in regulations
* Excellent conflict management skills and the ability to dissolve any issues easily
* At least three years of experience in financial services, compliance management, legal practice, consultancy and other managerial areas.
* Must have proven working experience in UK conduct regulations, regulatory change management requirements and applicable laws.
Key Responsibilities:
* Lead ISO 9001 and 27001 system maintenance and implementation.
* Conduct internal audits across all compliance areas.
* Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies.
* Evaluate the efficiency of controls and improve them continuously.
* Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues.
* To proactively identify, record and escalate compliance risks to the relevant stakeholders.
* Supporting the business by creating appropriate training materials and resources.
* Support the team in planning and implementing communications to ensure all staff are aware of their compliance obligations.
* Assist the team in the deployment of compliance monitoring of processes including reviews and audits.
* Work with the business to advise on general compliance in new processes and projects.
* Manage the customer & supplier due diligence processes.
* Complete DPIA’s and data management security questionnaires.
Know someone on the job hunt? Refer them to Carlton Recruitment! If we successfully place them and they complete their 3-month probation, you’ll snag a £100 retail voucher as a thank you! *Please note we will double check they have not already applied themselves or are on our books already*
To help speed up the process of uploading your CV to the client we would suggest that you send us your CV in Word format (or equivalent) if possible, rather than as a PDF
Disclaimer: Due to the high amount of interest that we receive for each of our roles, unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants within 14 days then unfortunately you have not been shortlisted for this role