Location: Edinburgh, Scotland (Office-Based)
Salary: £40,000 - £60,000 (plus benefits, depending on experience)
Are you a skilled professional with experience in compliance and paraplanning, looking for a flexible role that offers growth and progression? A prominent firm in Edinburgh is seeking a versatile individual to join their team in a unique hybrid position, with a blend of compliance and paraplanning responsibilities.
About the Role:
This role offers a balanced focus on compliance and paraplanning duties, allowing for flexibility and the opportunity to shape your career path. For individuals at the Compliance Assistant level, we offer a starting salary around £40,000. For more experienced professionals with Compliance Officer responsibilities, including SM16 and SM17, a competitive salary of approximately £60,000 is available.
As the role develops, there may be an opportunity to transition into a full-time compliance position, making this an ideal opportunity for those interested in advancing their compliance career.
Key Responsibilities:
* Split time between compliance and paraplanning duties to support the firm's objectives
* Ensure compliance with industry regulations and internal standards
* Conduct research, prepare reports, and provide support on financial planning recommendations
* Assist in the development and maintenance of compliance policies and procedures
* Oversee record-keeping and ensure documentation aligns with regulatory standards
What We Offer:
* Competitive salary ranging from £40,000 to £60,000 depending on experience and qualifications
* Comprehensive benefits package
* Opportunity for career development into a full-time compliance role
* Supportive and dynamic working environment in a reputable firm
About You:
Applicants must have a minimum Level 4 Diploma and relevant experience in compliance and/or paraplanning, ideally within an Independent Financial Adviser (IFA) environment. This role is suited to individuals ready to take on responsibility and grow within a hybrid position, with a keen interest in the compliance field