Senior Compliance Monitoring Associate (BH-112753)
Location: South West England, England
Sector: Financial Services
Salary: £55,000.00 per annum
Senior Compliance Monitoring Associate
Location: South West England (Hybrid 2 days a week in office)
Great opportunity where you will assist with monitoring and assessing compliance with all relevant laws, regulations, and policies internally reporting into the Head of Compliance.
Responsibilities:
* Conduct compliance reviews to ensure adherence to laws, regulations, and internal policies.
* Assess compliance risks and develop monitoring plans.
* Collaborate with teams to ensure regulatory compliance and implement corrective actions.
* Analyse regulatory changes and update monitoring programs accordingly.
* Prepare and present compliance reports to senior management.
* Promote a culture of compliance and ethical awareness across the organisation.
Requirements:
* Experience in compliance monitoring within financial services (2nd line role).
* Previously worked in a wealth/investment manager (open to broader FS background).
* Relevant qualifications (e.g., CISI Compliance Diploma).
* Knowledge of regulations such as AML, KYC, MiFID, GDPR.
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