Man Group is seeking a Junior Central Compliance Officer to join its Central & Distribution Compliance team. This role plays a vital part in a key control function within Non-Financial Risks, providing exposure to all areas of the business. The successful candidate will support the management of Man’s Code of Ethics and contribute to the production of Compliance Management Information, ensuring adherence to regulatory and internal standards. This position offers a unique opportunity to work across a wide range of compliance responsibilities and develop expertise in a dynamic and fast-paced environment.
Specific Responsibilities:
1. Administer the Code of Ethics system, including handling employee queries related to personal account trades, gifts & entertainment, and outside business activities.
2. Draft and coordinate employee attestations and manage escalations of outstanding attestations and training.
3. Conduct compliance monitoring on Code of Ethics matters and produce related Management Information.
4. Assist in generating statistics for the Conduct Risk module.
5. Maintain and update the Compliance intranet site, particularly regarding policy updates.
6. Support the production of Compliance Management Information, including monthly Key Risk Indicators (KRIs) and Compliance Reports for the Risk & Finance and Audit & Risk Committees.
7. Ideally some prior work experience in Compliance or a similar role (Legal etc).
8. Managing workflows: High – prioritises, makes preparations, schedules, stays focused.
9. Building successful working relationships: High – seeks opportunities, clarifies current situation, facilitates agreement, uses key principles.
10. Making effective decisions: Medium – identifies issues, problems and opportunities, gathers information, interprets information, generates alternatives, chooses appropriate action, commits to action, involves others for escalation.
11. Computer literate, with excellent written and spoken communication skills.
Our Culture, Values and Benefits at Man
Man Group is proud to provide the best working environment possible for all of its employees, and we are committed to equal opportunities. At Man Group we believe that a diverse workforce is a critical factor in the success of our business and this is embedded in our culture and values. There are a number of external and internal initiatives, partnerships and programmes that help us to attract and develop talent from diverse backgrounds and that encourage inclusion and diversity across our firm and the industry.
We offer comprehensive, firm-wide employee benefits including competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Additional benefits are tailored to local markets and may include private medical coverage, discounted gym membership and wellbeing programmes.
Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact Peopleoperations@man.com.
Man Group is a global, technology-empowered active investment management firm focused on delivering alpha and portfolio solutions for clients. Headquartered in London, we manage $174.9 billion* and operate across multiple offices globally.
We invest across a diverse range of strategies and asset classes, with a mix of long only and alternative strategies run on a discretionary and quantitative basis, across liquid and private markets. Our investment teams work within Man Group’s single operating platform, enabling them to invest with a high degree of empowerment while benefiting from the collaboration, strength and resources of the entire firm.
Our clients and the millions of retirees and savers they represent are at the heart of everything we do. We form deep and long-lasting relationships and create tailored solutions to help meet their unique needs.
We are committed to creating a diverse and inclusive workplace where difference is celebrated and everyone has an equal opportunity to thrive, as well as giving back and contributing positively to our communities.
Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com.
*As at 30 September 2024. All investment management and advisory services are offered through the investment engines of Man AHL, Man Numeric, Man Discretionary, Man FRM, Man Varagon, Man Global Private Markets and Man Solutions.
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