Job Title
Mortgage File Checker / Compliance Administrator
We are seeking a detail-oriented Mortgage File Checker / Compliance Administrator to join our team and support the delivery of exceptional mortgage services. This role will ensure files are thoroughly reviewed, and compliance is upheld in accordance with regulatory requirements.
About the Role
* Perform monitoring and operational tasks as outlined in the Compliance Monitoring Plan.
* Collaborate with the Compliance Manager on day-to-day responsibilities.
* Audit Adviser files for Regulated Mortgages, Non-Regulated Mortgages, Protection, and General Insurance products.
Key Responsibilities:
* Conduct thorough audits of Adviser files to ensure compliance with regulations.
* Provide detailed feedback to Advisers where necessary.
* Assist the Compliance Manager in maintaining high standards of compliance across the business.
Requirements
* Minimum 12 months experience in mortgage quality control or compliance.
* CeMAP qualification (highly desirable)
* Familiarity with FCA regulations and excellent knowledge of consumer duty.
* Excellent interpersonal and communication skills.
* Ability to work independently and as part of a team.
* Meticulous attention to detail and strong analytical skills.
About Us
We are a leading mortgage brokerage providing bespoke solutions for residential and commercial mortgage lending. Our team is dedicated to delivering exceptional service and expertise in mortgage compliance.