Job Description
Senior Compliance Officer
Leeds - £50-55k - Hybrid
This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.
Responsibilities
* Drafting policy & procedure
* Oversight of internal controls (process of testing, operating etc.)
* Research various compliance regulations/topics
* Assist in response to risk incidents
Your Profile
* Specific advisory/policy compliance experience
* Knowledge of regulations with a Financial Services environment (ideally Wealth/Investment management)
* Preferred: relevant compliance qualification or FSI
Apply here for more details!