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Sourcing Consultant at Lorien: Empowering Businesses with Strategic Procurement Solutions
We are currently seeking a highly skilled and experienced Conduct Risk & Compliance Regulatory professional to join a leading Banking and Financial Services organisation. This is a fantastic opportunity to take on a senior role in managing the integration of Conduct Risk, FCA regulatory risk, and Consumer Duty activities between the Bank and Society.
Key Responsibilities:
* Lead the day-to-day integration of Conduct Risk, FCA regulatory risk, and Consumer Duty activities between the Bank and Society.
* Support a range of review activities across key artefacts within both the Bank and Society to identify opportunities for alignment and consistency.
* Propose, design, and implement any necessary changes to ensure both entities can effectively manage and oversee their FCA regulatory obligations.
* Review and design frameworks, policies, and standards for managing Conduct/Regulatory Risk and Consumer Duty.
* Assess the Bank and Society's Conduct Risk and Regulatory Risk Assessment methodologies to ensure clear visibility of risks across all products and services.
* Review the Compliance Assurance framework and methodologies to ensure robust, risk-focused Compliance Monitoring activities.
* Contribute to the creation of Group Regulatory and Conduct Governance, identifying and aligning any gaps in metrics and risk appetite.
* Assist with other compliance integration activities/initiatives as required by the Head of Compliance.
Required Skills & Experience:
* Extensive experience with FCA regulations and Conduct Risk across Retail Banks and/or Building Societies.
* Significant experience in both advisory and assurance functions within the 2nd line of defence.
* Strong knowledge of industry best practices regarding Conduct Risk and Consumer Duty.
* Proven experience in drafting policies and standards, with strong stakeholder management skills.
* Expertise in Conduct Risk and Regulatory Risk Assessment and Assurance methodologies (including Outcome Testing).
* In-depth technical knowledge of key regulatory and conduct risks, particularly in relation to Mortgages, Unsecured Lending (Loans and Credit Cards), Current Accounts, Savings and Deposits, Commercial Lending, BTL, Complaint Handling, and broader FCA Control and Governance expectations (SYSC Handbook, SMCR).
* Ability to work autonomously, prioritise workloads, and liaise at senior levels, with people management experience.
If you are a dynamic, experienced compliance professional with a strong background in Conduct Risk and FCA regulations, we want to hear from you. Apply today to be a key player in shaping regulatory strategies and ensuring strong customer outcomes across the Bank and Society!
Seniority level
* Mid-Senior level
Employment type
* Contract
Job function
* Finance and Other
* Industries
* Banking and Investment Banking
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